{"id":4318,"date":"2024-08-01T19:55:44","date_gmt":"2024-08-01T19:55:44","guid":{"rendered":"https:\/\/advisor.wellington-altus.ca\/thewonggroup\/?p=4318"},"modified":"2024-08-01T19:55:44","modified_gmt":"2024-08-01T19:55:44","slug":"the-globe-and-mail-boost-compliance","status":"publish","type":"post","link":"https:\/\/advisor.wellington-altus.ca\/thewonggroup\/the-globe-and-mail-boost-compliance\/","title":{"rendered":"The Globe and Mail: Three ways advisor teams can boost compliance"},"content":{"rendered":"

\"Three<\/p>\n

In this Globe and Mail<\/strong> article, Senior Wealth Advisor and Portfolio Manager <\/span>Maili Wong discusses her team-based approach to solving client issues which can go a long way to complying with The Canadian Securities Administrator’s “know-your-client” and “know-your-product” regulations.<\/p>\n

Read the whole article here<\/a>. Here’s what Maili had to say:<\/p>\n

 <\/p>\n

\n

Maili Wong is competitive on the tennis court. But at the office, her goal is to ensure her team is as cohesive and connected as possible.<\/u><\/u><\/p>\n

Ms. Wong, senior wealth advisor and senior portfolio manager with the Wong Group at Wellington-Altus Private Wealth Inc. in Vancouver, starts her day with a huddle in which each advisor on her eight-person team shares issues that need solving.<\/u><\/u><\/p>\n

The team then brainstorms solutions, and there\u2019s an awareness of what needs to be done to solve client issues, Ms. Wong says.<\/u><\/u><\/p>\n

\u201cEverybody then has a deeper understanding of each of our clients,\u201d she says. \u201cSo, there\u2019s accountability.\u201d<\/u><\/u><\/p>\n

 <\/p><\/blockquote>\n

If you have any questions about how this relates to you or your investment portfolio and financial plan, please give us a call at <\/i>778 655 2410<\/i><\/span><\/a>\u00a0or email us at\u00a0<\/i>thewonggroup@<\/i><\/span><\/a>wellington-altus.ca<\/i><\/span><\/a><\/p>\n

Sincerely,
\nMaili Wong<\/b>, CFA, CFP, FEA
\nSenior Portfolio Manager & Senior Wealth Advisor<\/p>\n

Wellington-Altus Private Wealth Inc.<\/p>\n

Board Director<\/p>\n

Wellington-Altus Financial Inc.<\/p>\n

Maili Wong is a senior portfolio manager and senior wealth advisor at The Wong Group at Wellington-Altus Private Wealth and the Amazon best-selling <\/em><\/strong>author of \u2018Smart Risk.\u2019 She has over two decades of experience in the finance industry and was named a Top Wealth Advisor and one of the Best in Province in the 2022 rankings produced by The Globe and Mail and SHOOK Research.<\/em><\/strong><\/p>\n","protected":false},"excerpt":{"rendered":"

In this Globe and Mail article, Senior Wealth Advisor and Portfolio Manager Maili Wong discusses her team-based approach to solving client issues which can go a long way to complying with The Canadian Securities Administrator’s “know-your-client” and “know-your-product” regulations. Read the whole article here. Here’s what Maili had to say:   Maili Wong is competitive […]<\/p>\n","protected":false},"author":85,"featured_media":4319,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_oasis_is_in_workflow":0,"_oasis_original":0,"_oasis_task_priority":"","footnotes":""},"categories":[421],"tags":[491,67,486],"class_list":["post-4318","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-press","tag-globe-and-mail","tag-maili-wong","tag-press"],"yoast_head":"\nThe Globe and Mail: Three ways advisor teams can boost compliance | The Wong Group<\/title>\n<meta name=\"description\" content=\"In this Globe and Mail article, Senior Wealth Advisor and Portfolio Manager Maili Wong discusses her team-based approach to solving client issues which can go a long way to complying with The Canadian Securities Administrator's "know-your-client" and "know-your-product" regulations.\u00a0\" \/>\n<meta name=\"robots\" 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