The Globe and Mail: Three ways advisor teams can boost compliance
In this Globe and Mail article, Senior Wealth Advisor and Portfolio Manager Maili Wong discusses her team-based approach to solving client issues which can go a long way to complying with The Canadian Securities Administrator’s “know-your-client” and “know-your-product” regulations. Read the whole article here. Here’s what Maili had to say: Maili Wong is competitive […]
The Globe and Mail: How financial behaviour can reveal early signs of cognitive decline
Our very own, Senior Wealth Advisor and Portfolio Manager Maili Wong has contributed to a new piece in The Globe and Mail, talking about how advisors are often better positioned to notice subtle changes in client behavior that may indicate cognitive decline. Read the whole article here. Here’s what Maili had to say: Maili […]
