In this Globe and Mail article, Senior Wealth Advisor and Portfolio Manager Maili Wong discusses her team-based approach to solving client issues which can go a long way to complying with The Canadian Securities Administrator’s “know-your-client” and “know-your-product” regulations.

Read the whole article here. Here’s what Maili had to say:

Maili Wong is competitive on the tennis court. But at the office, her goal is to ensure her team is as cohesive and connected as possible.

Ms. Wong, senior wealth advisor and senior portfolio manager with the Wong Group at Wellington-Altus Private Wealth Inc. in Vancouver, starts her day with a huddle in which each advisor on her eight-person team shares issues that need solving.

The team then brainstorms solutions, and there’s an awareness of what needs to be done to solve client issues, Ms. Wong says.

“Everybody then has a deeper understanding of each of our clients,” she says. “So, there’s accountability.”

 

If you have any questions about how this relates to you or your investment portfolio and financial plan, please give us a call at 778 655 2410 or email us at thewonggroup@wellington-altus.ca

Sincerely,
Maili Wong, CFA, CFP, FEA
Senior Portfolio Manager & Senior Wealth Advisor

Wellington-Altus Private Wealth Inc.

Board Director

Wellington-Altus Financial Inc.

Maili Wong is a senior portfolio manager and senior wealth advisor at The Wong Group at Wellington-Altus Private Wealth and the Amazon best-selling author of ‘Smart Risk.’ She has over two decades of experience in the finance industry and was named a Top Wealth Advisor and one of the Best in Province in the 2022 rankings produced by The Globe and Mail and SHOOK Research.